Risk & Compliance AI Software
Check interactions, transactions and processes against your policies in real time.
Overview
Risk & Compliance AI monitors every customer interaction, transaction and process in real time against the policies and regulatory requirements you configure for your business. Violations are flagged the moment they occur and risky or unauthorised actions can be blocked before they happen.
Running on the Flow-Cognition Agent, it scores risk continuously, screens content for PII before it reaches a customer, and assembles audit-ready evidence as work happens. The platform itself is ISO 27001 certified and built DPDP-aligned, with data kept in India — so compliance stops being a manual, after-the-fact scramble.
Explore AI Intelligence Layer →- ✓ Policy Enforcement
- ✓ Regulatory Compliance
- ✓ Risk Assessment
- ✓ Compliance Reporting
- ✓ Content Screening
- ✓ Agent Compliance
Everything Risk & Compliance AI gives you
Six ways Risk & Compliance AI governs every interaction and automates compliance.
Policy Enforcement
AI monitors every interaction in real time against compliance policies — flagging violations instantly and preventing unauthorised actions.
- ✓ Real-time monitoring
- ✓ Policy rules engine
- ✓ Instant flagging
- ✓ Prevention mode
Configurable Frameworks
Model your own compliance policies and the regulatory requirements your business operates under, and check every channel against them — DPDP-aligned, with data residency in India.
- ✓ Your policies & rules
- ✓ Auto-documentation
- ✓ Audit trails
- ✓ Evidence packs for auditors
Risk Assessment
Continuous risk scoring for transactions, interactions and processes — identifying high-risk activities before they become violations.
- ✓ Risk scoring
- ✓ Continuous assessment
- ✓ Threshold alerts
- ✓ Risk mitigation
Compliance Reporting
Reports for auditors, reviewers and management are assembled from the audit trail and evidence documentation — ready when a review lands.
- ✓ Auto-reports
- ✓ Audit trails
- ✓ Evidence management
- ✓ Regulator-ready
Content Screening
AI screens communications for PII, sensitive data, restricted terms and compliance violations before they reach customers.
- ✓ PII detection
- ✓ Sensitive data
- ✓ Restricted terms
- ✓ Pre-send screening
Agent Compliance
Monitor agent adherence to scripts, required disclosures and process standards — with coaching recommendations.
- ✓ Script adherence
- ✓ Disclosure tracking
- ✓ Process compliance
- ✓ Coaching alerts
How the agent works with Risk & Compliance
The Flow-Cognition Agent runs a real loop on your risk & compliance data — grounded in your records, governed and logged.
Sense
Monitors every interaction, transaction and process across the platform in real time.
Decide
Scores risk and checks each action against your policies and regulations.
Act
Flags, prevents or escalates — and assembles audit-ready evidence, all logged.
Five-tier model routing · field-level permissions · full audit trail. See the AI layer →
Live in four steps
Set policy
Define the policies and regulations that apply to your business.
Monitor everything
AI checks every interaction and transaction against them in real time.
Flag & prevent
Violations are flagged instantly and risky actions are blocked.
Prove compliance
Audit-ready reports and evidence are generated automatically.
Where teams put it to work
Finance & BFSI
Enforce transaction and disclosure rules in real time and keep regulator-ready evidence without manual effort.
Contact centres
Monitor script adherence and required disclosures on every call, with coaching alerts for agents.
IT & security
Reviews user actions and access against security policies and escalates anything outside the rules.
What it checks
The agent watches three surfaces continuously and holds the evidence for each.
Interactions
Required disclosures, script adherence and prohibited language on calls, chats and emails.
Transactions
Approval limits, dual-control and threshold rules on financial and high-risk actions.
Data handling
PII exposure before send, access outside field-level permissions and retention breaches.
The payoff
What changes when checks run as work happens instead of after the fact.
Fewer surprises at audit
Evidence is assembled as work happens, not reconstructed under deadline.
Issues caught in the moment
Risky actions are flagged or blocked before they reach a customer.
Sensitive data stays protected
PII is screened pre-send and every read is bound by field-level permissions.
Less manual checking
Routine policy checks run automatically so reviewers focus on real exceptions.
Built on the governed AI layer
Every check runs through the same Flow-Cognition Agent, guardrails and inference logs as the rest of the platform.
ISO 27001 certified · DPDP-aligned · data in India · human-in-the-loop on escalations.
Questions, answered
You configure the policies and regulatory requirements your business must meet, and the AI checks every interaction against them across channels, with full documentation. The platform itself is ISO 27001 certified and built DPDP-aligned, with data kept in India.
Both. It flags violations instantly and can prevent unauthorised actions in real time, within your governance rules.
It keeps audit trails and assembles evidence automatically, so audit preparation takes less manual effort.
Communications are screened for PII, sensitive data and restricted terms before they reach customers — pre-send, not after.
Monitor every interaction and keep audit evidence ready
Start free, or get a guided walkthrough with our team — on the one platform that runs the AI Intelligence Layer and your whole business.